Bangkok, July 10, 2014 ? The SEC is seeking public comment on proposed revision of rules applicable to securities companies facing financial difficulty and unable to maintain adequate net capital as

Bangkok, August 15, 2014 ? The SEC is seeking public comment on draft capital requirement rules applicable to securities companies being unable to maintain adequate net capital as prescribed

event was attended by 460 participants from 160 organizations, including securities companies, asset management companies, mutual fund brokerage firms, investment advisory firms, derivatives business

issues.?Nowadays, only 219 companies have issued bonds, comprising 124 listed and 95 non-listed firms. Bond issuance could help diversify fund raising for cost restructuring while interest rates are low

SEC held the second meeting with the “SME Startup PE VC” working group, set up to promote access to the Thai capital market by small- and medium-sized enterprises, startups, private equity firms

, most research reports currently available in the capital market mainly cover large-cap stocks. To increase the quantity and quality of research reports on listed companies, the SEC Board Meeting No. 5

creditability of life assurance firms and foster the growth and prosperity of listed companies and the Thai capital market.? Anon Vangvasu, TGIA President said that ?the TGIA has continuously promoted good

Companies Association (TLCA), the Association of Investment Management Companies (AIMC), the Government Pension Fund (GPF) and the Thai Investors Association (TIA) jointly promote the right protection

firms must be well-prepared for all dimensions of business risk associated with changes which affect stability of the companies and the capital market.? said Vorapol.

As SEC has made an amendment to Section 185 of the Securities and Exchange Act, effective 17 April, the amended Section stipulates that SET-member securities companies are able to trade listed