to enable proper functioning of SOQM? 2 How does the firm manage the information system (including the use of paper-based and electronic forms) to ensure that it https://www.sec.or.th/TH/Documents
Commission (OIC) and the SEC – in partnership with the PDPC. This collaboration aimed to ensure the smooth compliance of the financial sector with the Personal Data Protection Law and uphold the true intent
market policies and sustainability disclosures. The forum emphasized the importance of referencing international standards, such as IFRS and GRI, to ensure high-quality and comparable data, while
operators. The proposed amendments are intended to facilitate monitoring and supervising the risk management of businesses, including systemic risk, ensure a fair and orderly market, to protect investors
warnings on investment risks through advertisements of digital asset business operators tend to be inflexible in certain areas and may be inconsistent with their business nature.To ensure that digital asset
establish them as the industry standard for Thailand’s digital asset sector. The SEC and the TDO will rigorously and continuously monitor and evaluate the effectiveness of these measures to ensure optimal
) by 25 December 2024. Mr. Anek Yooyuen, SEC Deputy Secretary-General and Spokesperson, said: “The SEC underscores the importance of information disclosure by listed companies to ensure that
through both on-site inspections and off-site monitoring to ensure that they comply with relevant regulations, measures, and business standards,” added Deputy Secretary-General.
auditor, which impose requirements for information technology governance and auditing of audit firms by IT specialists to ensure that risk management in the use of information technology in audit firms