securities company under either (1) or (2) holding more than 50 percent of the total number of shares with voting right of such person; (4) a company which is newly established for the purpose of applying for

sub clause (1), annual reports shall contain information in either one form provided under (1), mutatis mutandis. Clause 20 Annual reports of infrastructure funds or infrastructure trusts having major

either executive committee or the chief executive officer or other person assigned by the executive committee or the chief executive officer, to be an authorize person to conduct the following matters: (1

proposed to the Shareholders’ Meeting to consider and authorize the either executive committee or the chief executive officer or other person assigned by the executive committee or the chief executive

approved to proposed to the Shareholders’ Meeting to consider and authorize the either executive committee or the chief executive officer or other person assigned by the executive committee or the chief

comply with the rules, conditions and procedures prescribed and notified by the SEC Office. Clause 9 The applicant may submit information or documents in either Thai or English to the SEC Office to apply

securities in Thai Baht. Clause 5 A foreign entity intending to offer for sale of the debt securities may submit information or documents to the SEC Office in either Thai or English. If the information or

caused damage either to the financial institution or its clients; 2 Ibid. FN 1 17 (2) having been imprisoned by the final judgment of a court regardless of whether the infliction of punishment has been

place; and (2) in cases where the person appointed as a fund manager is an employee of the investment management company, holding a position having either of the following characteristics: (a) a position

either to the financial institution or its customers, in case of the juristic person; (b) having been sentenced by final judgment of the court on the ground as specified in sub clause (a) which caused