the objective to use the proceeds identified in the registration statement and the draft prospectus that is not in accordance with rules, conditions and procedures as specified in the notification of
and the draft prospectus with the SEC Office. The statute of limitations ran out. SEC Act S.65 in conjunction with Section 86 of the Penal Code Criminal Complaint Filed with an Inquiry Official Dated
the draft prospectus with the SEC Office. The statute of limitations ran out. SEC Act S.65 in conjunction with Section 86 of the Penal Code Criminal Complaint Filed with an Inquiry Official Dated 07
at the Millennium Hilton Bangkok without filing the registration statement and the draft prospectus with the SEC Office. This case is under consideration of the public prosecutor. SEC Act S.65
The Draft aims to improve legal provisions to be more suitable for the current situation, as well as to accommodate future technological advancements. It also ensures the legal effects of electronic
draft regulations relating to the net capital of business operators principle, in the second quarter, covering the calculation of subordinated facility for accommodating increasing transactions in the
The Cabinet has passed the resolution approving in principle the draft Ministerial Regulation concerning Granting of Approval for Undertaking Securities Business, which prescribes two additional
Bangkok, April 21, 2016 -- The SEC is seeking public comments on draft rules concerning supervision on trigger funds and advertisement of other types of mutual funds, to be imposed on relevant
Greenhouse Gas Management Organization (TGO), the Fiscal Policy Office (FPO), and the Stock Exchange of Thailand (SET) to discuss guidelines for regulating carbon credit trading under the draft Climate
Bangkok, 20 October 2017 ? The SEC is giving its full support to the Draft Law on Business Promotion and Public Access to Services through Financial Technology B.E ("FinTech Act") to create