Office that such branch office has had inappropriate manner as follows: (1) doing business in a manner which may cause damage to its clients; (2) undertaking operation in a manner which may cause disgrace

are appeared to the SEC Office that such branch office has had inappropriate manner as follows: (1) doing business in a manner which may cause damage to its clients; (2) undertaking operation in a

are appeared to the SEC Office that such branch office has had inappropriate manner as follows: (1) doing business in a manner which may cause damage to its clients; (2) undertaking operation in a

deems appropriate, a management company shall arrange for the SEC Office to inspect the operation and evidentiary documentation relating to doing duties of the representative as designated by the

. Clause 15 In case the SEC Office deems appropriate, a management company shall arrange for the SEC Office to inspect the operation and evidentiary documentation relating to doing duties of the

. Clause 15 In case the SEC Office deems appropriate, a management company shall arrange for the SEC Office to inspect the operation and evidentiary documentation relating to doing duties of the

Business (No.7) dated 30 August 2017 (effective on 1 October 2017). 1 Dishonesty defined as the dishonesty as prescribed in Section 1 of the Criminal Code B.E. 2499 (1956), which means doing any act in order

National Digital ID เพื่อเขา้ไปมีส่วนร่วมในการจดัท าระบบการพิสูจน์และยืนยนัตวัตนของ ลูกคา้ทางอิเลก็ทรอนิกส์ (e-KYC) เพื่อใหส้อดรับกบันโยบาย Ease of Doing Business ของภาครัฐ เป็นตน้ เหตุผล คือ เพื่อให้เกิด

SEC office may order such person to rectify, do or refrain from doing any act for implementation in accordance with this notification. Notified this 22nd day of December 2004. - Signature - (Mr. Somkid

implementation in accordance with this notification or improperly conducts itself, the SEC office may order such person to rectify, do or refrain from doing any act for implementation in accordance with this