to prepare and disclose a report regarding his holding securities and the changes to such holdings (Form 59-2) within March 12, 2020. However, Mr. Yongkiat prepared and disclosed the report (Form 59-2
, Mr. Thana has the duty to prepare and disclose a report regarding his holding securities and the changes to such holdings (Form 59-2) within 4 March 2020. However, Mr. Thana prepared and disclosed the
disclosed the report (Form 59-2) to the SEC office on 3 August 2020 which means Miss Niramarn failed to prepare and disclose the report within the period specified in the notification of the SEC. SEC Act
, Miss Ariya has the duty to prepare and disclose a report regarding their holding securities and the changes to such holdings (Form 59-2) within 26 March 2020. However, Miss Ariya prepared and disclosed
. Vinai has the duty to prepare and disclose a report regarding their holding securities and the changes to such holdings (Form 59-2) within March 16, 2021. However, Mr. Vinai prepared and disclosed the
May 29, 2020 However, Mr. Chumroen prepared and disclosed the report (Form 59-2) to the SEC office on February 14, 2020 and June 9, 2020 which means Mr. Chumroen failed to prepare and disclose the
Piyapach, a dealer, possessed inside information related to trading orders of securities of fund and disclosed such information to Mr. Wisut, in which, Mr. Wisut placed trading orders of securities before
. Miss Piyapach, a dealer, possessed inside information related to trading orders of securities of fund and disclosed such information to Mr. Wisut, in which, Mr. Wisut placed trading orders of securities
2023, which should have been disclosed in the registration statement and draft prospectus (the “filing”) prior to the Initial Public Offering (“IPO”). This case is in the process of inquiry by the