subject to civil sanctions by the Civil Sanction Committee has disqualified him from becoming a director or executive of a securities company or a listed company as he is deemed to possess untrustworthy
Board will consider and select applicants deemed suitable for nomination as the Secretary-General, taking into account their knowledge, experience, capital market expertise, and personal qualities.The
investigative expenses incurred by the SEC), refused to comply with the specified civil sanctions, which was deemed unwillingness to settle the case with the SEC at this stage. The SEC, therefore, has requested
this year.The CG Code offers the boards of directors, as the governing body of listed companies, guidelines for incorporating good corporate governance principles into business operation as deemed
. Before such information became public, Sinsathien had purchased PRO shares through the trading account of Sompis during January 11-31, 2007. His action was deemed using inside information to gain unfair
channel anytime. {A}'s actions were deemed non-compliance with investor contact's standards of conduct of Clause 14(7) of the SEC Notification No. SorKhor 49/2552 Re: Approval for Investor Contacts and
her employer, however, the suspension imposed by the SEC is deemed to have been served.
benefit from realization of investment in associated company by equity method. {A}'s action was deemed as using inside information in such a way as to take advantage of other persons in violation of
already been suspended by her employer, however, the suspension imposed by the SEC is deemed to have been served.
. Proceeds in the trading account belonged to {A}.Exploiting client's account for trading derivatives for one own benefit is deemed in violation of Clause 20(1) of the Notification of the Capital Market