report for the year 2013 (Form 56-2, 2013) to the SEC within the specified period. The Criminal Court sentenced the accused to pay fines of Baht 242,000. Since the accused pled guilty, the Court reduced
Criminal Court sentenced the accused to pay a fine of Baht 234,500. Since the accused pled guilty, the Court reduced the fines by half, resulting in a fine of Baht 117,250 and a further fine of Baht 250 each
financial statements for Q1/2014 to the SEC within the specified period. The Criminal Court sentenced the accused to pay a fine of Baht 234,500. Since the accused pled guilty, the Court reduced the fines by
first instance dismissed the lawsuit. The case is under consideration by the Court of Appeal. Fails to pay the fine within deadline set by the Criminal Fining Committee. SEC Act S.243 in conjunction with
instance dismissed the lawsuit.The case is under consideration by the Court of Appeal. Fails to pay the fine within deadline set by the Criminal Fining Committee. SEC Act S.243 in conjunction with Section 83
Company Limited (UMI) shares by allowing the accounts for securities trading and bank deposit to be opened in his name and facilitating relevant financial transactions. The court of first instance dismissed
case is under consideration of the supreme court. SEC Act S.243(1) in conjucntion with 244 and 243(2) in conjunction with Section 83 of the Penal Code Criminal Complaint Filed with an Inquiry Official
lapse on January 24, 2011 while the case is still under the DSI?s consideration. As the case involves a number of witnesses and evidence, it is unlikely to be able to bring the case onto court within the
(Form 56-2, 2020) to the SEC within the specified period. In case of the audited financial statements for the year 2020, the Criminal Court sentenced the accused to pay a fine of 10,000 Baht and a further