(SEA).  The SEC will later work on details of regulations.2. LBDU licensees that submit orders for investment unit trading through members of the Stock Exchange of Thailand (SET) must comply with net

any person as a co-advertising producer, such person must be subject to supervision to comply with the relevant rules. On sales promotions, it must not persuade or urge investors to make investment

February 2018.The new set of ?Standards of Qualifying CIS? which fund managers under the ASEAN CIS Framework have to adhere to can be found at http://www.theacmf.org/ACMF/upload

for making their own trading decision to prevent embezzlement and misappropriation of their assets. Importantly, investment consultant must perform the duty honestly, adhere to professional standards

subsidiaries regularly comply with the policy and practices. Last updated on 12 August 2024

must comply with the terms and conditions of the bond, the Securities and Exchange Act B.E. 2535, and other relevant laws.   The Handbook is available at http://www.sec.or.th/TH/Documents/Manual010367

on 16 April 2025. Additionally, all short selling transactions must comply with the Uptick Rule, which requires short selling prices to exceed the latest trading price. This requirement will remain in

penalties that can be imposed on any associations or its directors that do not comply with the rules prescribed under (1) or (2) above. Details of the proposed amendment are available at https

the securities business operators. The proposed guidelines and this public hearing will be presented to securities business operators who plan to apply fintech in the capital markets must comply as

derivatives trading within the scope of investment pre-determined by their clients. In any case, provision of such additional services must comply with supervisory rules and investor protection guidelines. The