of benefits from a client’s derivatives trading; (2) a person with the controlling power over a client’s derivatives trading; or (3) a financial supporter of a client for the benefit of trading or
the number of a buyer’s remaining investment units is lower than the number of investment units to be reduced, the mutual fund management company shall make a payment out of its own funds in an amount
liabilities which may contribute to the securities company ’s liabilities in the future as follows: (a) contingent liabilities arising from guarantee, certifying or aval on bill of exchange; (b) other
the portion not exceeding value of the collateral; (b) collateral payables; (c) payable to client account; (d) securities sold under the repurchase agreement; (4) other liabilities as stipulated by the
client’s site to installation. All those scope of works spend time around 90-150 days which cause the Group’s inventories were increasing on nine months of 2018. During period 2018, the Group invested in
trading of the client, and the controlling person of the client, and consider and arrange sufficient information or evidentiary documentation to be informed of the client’s financial status and debt-paying
with a client. Such procedure should have adequate process to identify and verify client’s true identity in order to ensure that the client is the person appears on the documents referred to during the
by a management company 1.1 There should be a procedure for account opening and entering into a contract with a client. Such procedure should have adequate process to identify and verify client’s true
Baht 89.84 million. Moreover the Company still development quality of product and service followed by client’s standard that appropriate with their business. The Company also organized the marketing