proposal also cover trust related transactions.Meanwhile, minimum capital requirement, reporting requirement and guidelines for the asset management companies being unable to maintain adequate capital are
02-263-6003 or visit SEC?s website at www.sec.or.th where the application form is also available for download (available in Thai only).
matters can tarnish the credibility of THL management and internal audit system while connected transactions with related entities can also cause conflicts of interest, which could subsequently affect
to evaluate their portfolio investments and transactions. The proposed revision will also result in consistency between the rules governing registered and licensed derivatives business operators.The
. The SEC has also established action plans for continuous improvement and development to achieve its mission and better meet the needs and expectations of stakeholders on an ongoing basis,” said Mr
received by Mr. Samroum Boonserm and Mrs. Usa Chanploy Boonpiam, Assistant Permanent Secretaries for Justice, who also welcomed the SEC representatives at the MOJ Building on 25 March 2026.Persons in the
Thai Capital Market Organizations (FETCO), the Stock Exchange of Thailand (SET), and the Joint Standing Committee on Commerce, Industry and Banking (JSCCIB). A press briefing was also held following the
Committee (APRC) Meeting, the ASIFMA Annual Conference 2026, and the APRC Supervisory and Enforcement Directors’ Meeting, and also joined panel discussions at the EU–Asia Pacific Forum and the ASIC Symposium
anniversary of the Ministry of Finance. The event was hosted by Mr. Lavaron Sangsnit, Permanent Secretary of the Ministry of Finance (MOF), along with MOF executives. On this occasion, the SEC also made a merit
foreign investors to make investments according to Gilt Edge’s advice and management to earn tax benefits and long-term returns. Gilt Edge also advertised that the company had a team of professional and