trust (unit trust) having objective to invest in securities or financial instruments; “home regulator” means capital market supervisory agency of country where foreign collective investment scheme has
person responsible for management of foreign collective investment scheme. “home regulator” means a capital market supervisory agency of foreign country where a foreign collective investment scheme has
registered to be derivatives intermediaries; (6) a financial institution whose core business is under direct supervision of another regulatory agency and later obtained license to undertake securities business
yes O no 6.10 Being a government official or an officer of State agency with the duties to supervise the derivatives business operators or financial institutions: O yes O no Form as of 25 July 2006 Part
shares already sold. O other cases (please specify)…………………………………. O No Part 2 6.9 Being a bankrupt: O yes O no 6.10 Being a government official or an officer of State agency with the duties to supervise
regulatory agency and later obtained license to undertake securities business, provided that such regulatory agency has in place the requirements or practices under the principles similar to the rules on risk
business is under direct supervision of another regulatory agency and later obtained license to undertake securities business, provided that such regulatory agency has in place the requirements or practices