evidentiary documentation retrievable for inspection by the SEC Office. Division 2 Specific Rules for Execution of Transactions for a Fund with a Management Company or a Connected Person _________________
-retail Investors and Execution of Agreements for Managing Private Funds (No. 17); (3) Notification of the Capital Market Supervisory Board No. Tor Nor. 48/2567 Re: Regulations for Management of Mutual
adjust the repayment terms (value of 550 million baht); - Negotiation and execution of a loan agreement amendment with unrelated parties on 9 June 2025 to extend the repayment period
committing the offenses shall be remitted to the Ministry of Finance as public revenue. _________________________Remarks: * The domination of trading orders refers to the execution of bid and offer
. _________________________Remarks: * The domination of trading orders refers to the execution of bid and offer orders in large volumes. The practice may aim to mislead other investors by creating a false impression of escalating bid
carefully before making an investment decision. In any case, the execution of a unit buy/sell transaction by any person other than the account owner must be authorized in writing in advance
ซื้อขายหลักทรัพย์เพื่อกองทุนรวม กองทุนส่วนบุคคล หรือกองทุนสำรองเลี้ยงชีพที่อยู่ภายใต้การจัดการของบริษัทแล้ว (best execution) ก็เห็นว่าการดำเนินการเช่นว่านั้นน่าจะมีลักษณะตามข้อ 3(1) และ (2) แห่งประกาศที่
. In the absence of any transactions on disposal of any other assets over the past six months before the execution date of the transaction on disposal of assets on this occasion, the highest transaction
termination of business or revocation of license, a licensee shall pay the unpaid fee or the remaining fee within thirty days from the date when the Minister approves the termination of business or revocation
remaining fee that exceeds the minimum fee under (1) shall be paid by 31 January of the following year. In case of termination of business or revocation of license, a licensee shall pay the unpaid fee or the