business. Clause 4. A securities company under Clause 3 shall be given an exemption from appointing an independent director upon compliance with the following rules: (1) Being able to demonstrate that it has

Properties was under investigation in a case initiated by the National Anti-Corruption Commission for being involved in the rice pledge scheme and the rice disposal scheme. Also, Kitha Properties is not

prescribes the Ministerial Regulation as follows: Clause 1 The following Ministerial Regulations shall be repealed: (1) The Ministerial Regulation No. 2 (B.E. 2536) Promulgated under the Securities and

act that results in widespread damage, either under Thai or foreign laws; (3) being currently subject to a criminal complaint or legal prosecution for an offense concerning property by a relevant agency

any following process unless the exemption is granted by the SEC Office: (a) being failed to file financial statements or related reports required under Section 56; (b) being failed to file reports

=searchcontent_th~5^10000&ps=2&mm=100&qf=title_th_default&fq=system_name%3ASEC_News&start=0&rows=10 1 - 10 of 14 results Sort by: Relevance Date (Newest) Date (Oldest) SEC instructs EARTH to clarify the existence and

performance supervision, internal audit, or risk management; (5) being able to show that person who is major shareholder does not have any prohibited characteristics under Paragraph 2 of Section 25 and the

31 October 2017 (effective on 1 December 2017. 5 (5) being able to show that person who is major shareholder does not have any prohibited characteristics under Paragraph 2 of Section 25 and the

31 October 2017 (effective on 1 December 2017. 5 (5) being able to show that person who is major shareholder does not have any prohibited characteristics under Paragraph 2 of Section 25 and the

; “ securities company ” means a securities company which obtains the securities business license in the following categories, but exclude a securities company being a commercial bank under the Law on Financial