seeking unfair benefits from investor by taking advantage of her duty performance. In addition, during May 2018, {A} failed to execute the client’s order to buy shares of a company and did not inform the
? trading accounts to trade TRAF shares in concealment and on a continual basis to mislead and induce the general public into buying and selling such shares. The act of Lalana was considered contravention of
the financial statements, the 2nd quarter of 2017, had a net loss of amount of 90.40 millions bath. During 14 to 26 July 2017, Mrs. Phenchan sold shares of AMC amount of 1,000,000 shares in the Mr
tender offer for all of RCI shares at the offering price of 4.00 Baht, Which is higher than market price at that time by allowing Mr. Roongroj to purchased RCI shares by using inside information through
tender offer for all of RCI shares at the offering price of 4.00 Baht, which is higher than market price at that time by allowing Mr. Roongroj to purchased RCI shares by using inside information through
Sasavat Sirison Between October 8, 2019 and November 4, 2019. Mr. Sasavat Sirison’s wife, changed her Sahakol Equipment Public Company Limited (“SQ”) securities via her nominee's securities
without any supporting information to persuade her client to purchase the shares. The client eventually purchased PAO shares and {D} shared the profit with {F}, {G}, and {H}.{F} and {G} bought some PAO
Company Limited ("TOG"), purchased TOG shares through Miss Malita Limlomwongse's securities trading account. In the purchase of TOG shares, he utilized the inside information accessed by the
55.34 million baht. Subsequently, Mrs.Eng disclosed such insider information to Miss Supanee Sukapantavorn, her sister, even though she knew or should have known that Miss Supanee could possibly use such