Training Program: “Regulation and Supervision of Crypto and Digital Asset Markets.” The seminar, organized by the International Organization of Securities Commissions (IOSCO), aimed to support key

of business operators who are not under the SEC’s supervision and the list of products that are not approved for public offering, please visit Investor Alert Page on the SEC website via this link

a business development policy and revising the regulations for the supervision of  SEC.  The public hearing from the business sector is in furtherance of the first public hearing on 8 May 2019 in

digital token holders.The SEC has therefore amended the regulations governing supervision of real estate-backed ICO, as part of the short-term implementation plan to tighten supervision of digital token

Bangkok, July 23, 2013 ? The European Commission ("EC") announced its decision to recognize Thailand auditor oversight under SEC?s supervision as equivalent to those of the European Union ("EU

Bangkok, April 21, 2016 -- The SEC is seeking public comments on draft rules concerning supervision on trigger funds and advertisement of other types of mutual funds, to be imposed on relevant

Luxembourg ("CSSF") to promote mutual collaboration in exchanging information on the supervision of mutual funds on November 28, 2012.The MoU aims to enhance collaboration in exchanging information on

(Unofficial Translation) 1 Licensing Manual: Application for Approval of Foreign Auditor (In Case of being under supervision of internationally-recognized regulator) Authority: the Office of the

fund of which the returns calculation is made in a complicated way (complex return fund); (d) investment units of a mutual fund of which the fund's net exposure in commodities is made through its

to establish from and having registered [such establishment] with the SEC Office; (2) an association relating to supervision of a derivatives intermediary, of which objectives is for promoting and