. 3/2553 Rules, Conditions and Procedures for Undertaking Investment Advisory Business (Codefied) 01/02/2010 01/02/2010 Notification of Capital Market Supervisory Board TorKhor. 3/2553 Rules
. Notification of Capital Market Supervisory Board 57/2552 03/08/2009 01/09/2009 6. Notification of Capital Market Supervisory Board TorThor/Nor/Khor. 26/2551 Rules, Conditions and Procedures for Being
Exchange Commission KorDor. 29/2540 Rules, Conditions and Procedures for Securities Borrowing and Lending (Codified as of 25/10/06) (Synopsis) 31/07/1997 19/08/1997 4. Notification of the Securities and
and Procedures for Being Executive of Securities Companies 05/11/2008 16/11/2008 3. Notification of the Office of the Securities and Exchange Commission 12/2542 (Synopsis) 05/10/1999 4
/2009 7. Notification of Capital Market Supervisory Board TorThor/Nor/Khor. 26/2551 Rules, Conditions and Procedures for Being Executive of Securities Companies 05/11/2008 16/11/2008 8
23/11/2011 01/12/2011 3. Notification of Capital Market Supervisory Board Tor Thor. 27/2559 Rules, Conditions, and Procedures for Securities Underwriting (Codefied) 08/07/2016 01/08/2016 4
for business operating and obtain an approval from the Office in accordance with rules, conditions, and procedures prescribed by the SEC in the Notification No. KorNor. 23/2544. No. List of Company
, Conditions and Procedures for the Establishment and Management of Infrastructure Funds; “company” means a limited company or a public limited company; 2 “paid-up capital” means the total value of units fully