period. The Criminal Court sentenced the accused to pay a total fine of Baht 1,680,000 and a further fine of Baht 1,000 each day starting from the next day of prosecution date until the company so complies

day starting from the next day of prosecution date until the company so complies for failing to file the audited financial statements for the year 2016 – 2018. Since the accused pled guilty, the Court

accused to pay a fine of Baht 1,431,000 and a further fine of Baht 500 for each day starting from the next day of prosecution date until the company so complies for failing to file the audited financial

294,500 and a further fine of Baht 500 for each day starting from the next day of prosecution date until the company so complies for failing to file the audited financial statements for the year 2018. Since

8,000 Baht and a further fine of 100 Baht each day for 5,146 days starting from November 15, 2019 until January 17, 2022 totally 514,600 Baht. The amount of total fine for the accused is 522,600 Baht

day starting from January 5, 2021 until the accused filed the financial statement for the year 2018, the Form 56-1 of 2018, the From 56-2 of 2018, the reviewed financial statements for Q2/2019 to SEC

for ten years, starting from June 23, 2011.As Chalerm was penalized while he acted as a branch manager, he was deemed having prohibited characteristics for securities and derivative business personnel

approval for him as capital market business personnel for four years, starting from 29 January 2021. As a result, he is also banned from holding the positions of director and executive of capital market

Company Limited. The 180-day period of asset attachment, starting from the date specified in the order, will expire on 1 January 2024.*The wrongdoings subject to the SEC’s criminal complaint in this case

, starting from 31 October 2017. Asia Plus Securities has terminated his employment since 19 October 2016.Investors are strongly advised to check their investment information in the status report of their