apply DLT to various processes, from issuance and offering for sale in the primary and secondary markets to post-offering processes related to corporate bonds, SME shares, mutual funds and derivatives

listed companies report all of their current job positions and activities elsewhere, either in other businesses or organizations, as well as identify the primary employment (if any). Currently, directors

companies offering equities in Thailand. To begin with, the first category under the proposal covers primary listing where foreign companies offering equities and becoming listed firms only on the Stock

capital market personnel or as director of any issuing and listed company. The SEC?s investigation was based on primary information from the Stock Exchange of Thailand together with DBS Vickers Securities

Punyashthiti, SEC Assistant Secretary ? General, said that the SEC is drafting the regulations on primary listing to allow foreign companies to launch initial public offerings (IPOs) and become listed firms on

(1) บริษัทต่างประเทศขออนุญาตออกเสนอขายหุ้นและจดทะเบียนในตลาดหลักทรัพย์แห่งประเทศไทยเพียงแห่งเดียว (primary listing) (2) บริษัทต่างประเทศออกเสนอขายหุ้นต่อประชาชนและนำเข้าหุ้นจดทะเบียนในตลาดหลักทรัพย์

in ASEAN countries which are signatories to the Memorandum of Understanding ("MoU") to establish cross-border offering framework. Malaysia, Singapore and Thailand are expected to sign the MoU by the

auditor to do the special audit and showed no sign of progress. The SEC, therefore, will  not extend deadline for THL?s special audit submission and will later take legal action against THL and responsible

Holding, causing damage to both companies. Additionally, Mr. Somchai, authorized to sign for money withdrawal on behalf of the company, misappropriated B30 million which had disappeared from SECC Holding’s

Ms. Mutita Nilsawad Ms. Mutita Nilsawad, an assistant managing director for marketing and public relations of S.E.C. Auto Sales and Services Plc. (SECC) with the power to sign company check or