Office of the Securities and Exchange Commission No. SorThor/Nor/Yor/Khor. 3/2550 Re: Rules, Conditions and Procedures for Establishment of Risk Management System to Prevent the Use of Securities Business
Commission Notification of the Office of the Securities and Exchange Commission No. SorThor/Nor/Yor/Khor. 3/2550 Re: Rules, Conditions and Procedures for Establishment of Risk Management System to Prevent the
outsourcee (2.1) กรณี outsource งาน investment management หรือการบริหาร ความเสี่ยงจากการลงทุน (“investment risk management”) หน้าที่และความรับผิดชอบของ outsourcee เกี่ยวกับมาตรการ BCP ของ outsourcee ต้อง
importance on supporting functions, which are in harmony with our business directions that focus on effective, timely and proactive integrated risk management (IRM), internal operation efficiency, maximized
– economy, society and environment – under good corporate governance and appropriate risk management. Guided by the Customer Centricity strategy and resolution of delivering an excellent customer experience
production process for maintaining the competitiveness. In addition, Risk Management Committee of the Company is composed of the executives and the team workers who are responsible in each division, considered
, especially in the United States, and the exchange rates. However, Risk Management Committee of the Company is composed of the executives and the team workers who are responsible in each division, considered in
function, internal audit, or risk management, in accordance with the Notification of the Capital Market Supervisory Board concerning Rules on Personnel in the Capital Market Business ; “ client ” means user
function, internal audit, or risk management, in accordance with the Notification of the Capital Market Supervisory Board concerning Rules on Personnel in the Capital Market Business; “client” means user of