client's child, as well as sometimes taking orders via mobile phone.{A}'s actions were deemed as obtaining authorization from client to make securities trading decisions on behalf of client; taking
indicated that {B} had obtained authorization to trade gold futures for the client. The client then acknowledged and accepted the trading as reported by him without any enquiries. The acts of {A} and {B
authorization that {A} had obtained to make securities trading decisions on the clients' behalf.In performing their duties, investment consultants can send trading orders only when obtaining instructions from
conversions seemed to set investment framework for {E} to make trading decision and then inform the client afterward. This could be considered as misconduct for obtaining authorization to make derivatives
presented three research papers on ?Listed Company Assessment?. Dr. Vorapol Socatiyanurak, SEC Secretary-General said that the third SEC Working Papers Forum, organized under the MoU with four leading
authorization to the Board of Directors or persons authorized by the Board of Directors to conduct any actions in relation to the Transaction on the Investment in the Ordinary Shares of KPN Academy, including the
to consider and approve the authorization to the Board of Directors or persons authorized by the Board of Directors to conduct any actions in relation to the Transaction on the Investment in the
13/02/2020 5.8926 0.9036 4.989 246002552002-1 HUMAN CAPITAL RESEARCH AND MANAGEMENT COMPANY Disposition Stock 5.892 5.892 0 09/12/2019 5.892 5.892 0 246001961912-1 HUMAN BTS GROUP HOLDINGS PUBLIC
Markets” โดยมีนางสาวรื่นวดี สุวรรณมงคล เลขาธิการ ก.ล.ต. กล่าวเปิดงานสัมมนา และได้รับเกียรติจากวิทยากรผู้เชี่ยวชาญจากต่างประเทศ ได้แก่ Mr. Donghyun Park, Principal Economist, Economic Research and Regional