management companies with clear operational direction toward achieving net-zero emissions, supporting the sustainable growth of Thailand’s fund and capital market industry. Ms. Nataya Niyamanusorn, SEC
-organized by the Asian Development Bank (ADB), the SEC, the Stock Exchange of Thailand (SET), and the Thai Bond Market Association (ThaiBMA). Her address highlighted the SEC’s regulatory direction for capital
criteria for enhancing sustainable fundraising. The SEC’s policy framework aims at driving the Thai capital market towards sustainability in line with the national direction and global standards, such as
around the development direction of the securities industry and the Thai capital market, aiming to enhance sustainable trust and confidence in the capital market, promote business expansion opportunities
companies of relevant guidelines to be implemented in the same direction. For example, guidelines for mitigating the risks of COVID-19 spread when AGM is held and guidelines for supporting proxy voting. In
) |- Branch Offices / Representative Offices (Section 92, 93) | - |- Branches (Section 92) | - |- Representatives Offices Establishment (Section 93) |- Complaint Handling |- Anti-money Laundering |- Information
109) |- Disclosure | - |- Advertising (Section 98(10)) | - |- Securities Businesses (Section 108) |- Branch Offices / Representative Offices (Section 92, 93) | - |- Branches (Section 92
, 106) |- Reporting Requirements (Section 109) |- Disclosure | - |- Advertising (Section 98(10)) | - |- Securities Businesses (Section 108) |- Branch Offices / Representative Offices (Section 92, 93
Office; (2) any person who is in possession of property or documents belonging to the special purpose juristic person shall inform the provisional representative of its https://www.sec.or.th/TH/Documents
or documents belonging to the special purpose juristic person shall inform the provisional representative of its https://www.sec.or.th/TH/Documents/ActandRoyalEnactment/Act/translate-spv.docx