standard qualifications of salespersons. On the sales process side, the aim will be to prevent mis-selling or inappropriate selling of financial products to investors at the pre-sales, point of sales, as
Bangkok, February 17, 2016 ? The SEC is seeking public comments on proposed amendments to the initial public offering (IPO) rules. The amendments aim to facilitate sufficient share distribution to
on private sectors.The proposed rules aim to promote the Thai capital market as a fund mobilization channel for foreign companies. The key essenses include the followings: - any foreign issuer whose
on private sectors. The proposed rules aim to promote the Thai capital market as a fund mobilization channel for foreign companies. The key essenses include the followings: - any foreign issuer whose
funds), excluding equity funds. The amendments aim to ensure proper unit allocation and prevent any undue benefit by any particular individual. For example, the revisions require any person or group of
executives and executives from relevant organizations to discuss ways to expand access for public sector to the sources of funds and financial vehicles in the capital market with the aim of reducing the burden
., subsidiary company of E for L Aim Public Company Limited “EFORL”, no. 2/2018, held on 29 June 2018 passed a resolution to convert subsidiary company to public company limited under the name of WCI Holding PCL
of E for L Aim Public Company Limited “EFORL”, no. 2/2018, held on 29 June 2018 passed a resolution to convert subsidiary company to public company limited under the name of WCI Holding PCL. In
Earlier, the SEC Board passed a resolution approving in principle the proposed regulations related to ICO Governance, which aim to ensure adequate and appropriate mechanisms for protecting investors