been approved by and registered with the Office, whose main objective is to promote and develop securities businesses in the category of investment management; “Customer” means any person who authorizes

by a management company to have power to make decisions on investments for a fund; “Association” means any association relating to securities business, which has been approved by and registered with

Exchange Act that knew or possessed the inside information of EARTH. That is, a financial institution declined EARTH's requests for extension of the repayment period on 15 May 2017, which led to EARTH

possessed the inside information of EARTH, which is a financial institution declined EARTH's requests for extension of the repayment period on 15 May 2017, which led to EARTH's lack of liquidity

the inside information of EARTH, which is a financial institution declined EARTH's requests for extension of the repayment period on 15 May 2017, which led to EARTH's lack of liquidity

Mr. Pornsak Chunhajinda Mr. Pornsak Chunhajinda knew or possessed inside information related to Phol Dhanya Public Company Limited (PHOL)’s Q4/2016 performance, while he was the managing director and

Mr. Chavalit Wangthamrong Mr. Chavalit Wangthamrong knew or possessed inside information related to Phol Dhanya Public Company Limited (PHOL)’s Q4/2016 performance, while he was the chairman of

Mr. Thaksa Busayapoka Mr. Thaksa Busayapoka while being a chief executive director of Modernform Group Public Company Limited (MODERN), knew or possesed the inside information about the sale and

Mr. Chan Hon Kit Mr. Chan Hon Kit, knew or possessed inside information about Thai Union Group Public Company Limited (TU)’s Q3/2017 performance. Subsequently, on 16 October to 3 November 2017, he

Mr. Chuan Tangchansiri Mr. Chuan Tangchansiri, while being a director of Thai Union Group Public Company Limited (TU), knew or possessed inside information about TU’s Q3/2017 performance