Additional Provisions relating to Offering for Sale of Units of Collective Investment Schemes between Hong Kong Special Administrative Region of the People?s Republic of China and Thailand

forum on significant and immediate issues, cooperation and development of capital markets in Asia-Pacific region, on November 28-30, 2012 at Siam Kempinski Hotel in Bangkok. On this occasion, panel

Maintenance of Capital of Mutual Fund Management Companies, Private Fund Management Companies, Securities Brokers and Dealers, and Underwriters Limited to Investment Units and Derivatives Fund

, training, and cooperation. Mr. Livio Sarandrea, a business and human rights consultant from the United Nations Development Program (UNDP), Asia-Pacific region, was the host.SEC Secretary-General thanked

Custody of Assets of Clients by Securities Companies

Special Holiday for Securities Companies and Derivatives Business Operators

Custody of Assets of Clients by Securities Companies (No. 3)

Custody of Clients’ Assets by Securities Companies (No. 4)

Rules and Periods for Report Submission of Securities Companies

Custody of Clients’ Assets by Securities Companies (Codified)