attempt to promote derivatives market development. The plan followed the Cabinet?s recent approval for inclusion of silver and platinum on the SEC list of 14 approved goods and variables under the
misconducted profiles from public fundraising. In the former rules, any misconducts found during PO submissions such as forged accounting, issuer would only subject to disapproval, while, the recent revised
equity. 2. Related transaction from the related persons: Member, the related transaction is related to asset or service that is larger than 20 million baht or 3% of NTA (whichever is higher). The
During January – March this year, the SEC conducted a public hearing on proposed amendments to the PVD Act to support the development of fund structure, enhance the member protection mechanism
(IOSCO), such as having the structure for supervising the Association to reflect good corporate governance, setting criteria for member subscription and for member supervision with transparency
), the Emergency Decree on Digital Asset Businesses B.E.2561 (2018), respectively.The SEC Thailand has been an active ordinary member since 1992 and a signatory to the IOSCO MMoU. As an ordinary member
member; (6) the asset management company must invest in prescribed assets and regardless of whether direct or indirect investment, conform to prescribed investment ratio for the purpose of
securities. If the rights of the debt security holders will be subordinated to other security holders or creditors, identify, as of the most recent practicable date, the aggregate amount of outstanding
, Member of the Audit Committee and Member of the Listing Expansion and Development Committee, The Stock Exchange of Thailand Director https://www.sec.or.th/EN/Pages/ABOUTUS/SEC_SUBHAK.aspx English (United
และเป็นประโยชน์กับผู้ใช้งานสูงสุด ทุกความคิดเห็นของท่านมีคุณค่า ตอบแบบสอบถาม ปิด Home Our services Products Changes User manual Contact us Sign in Sign up Sign in with SEC API Account Not a member yet