Bangkok, 18 October 2016 ? The SEC is seeking public comments on the proposed rules concerning provision of securities and derivatives trading services with limited discretion according to clients
characteristics of director and executive of a publicly held company. This caused the termination of their directorship and executive position by the provision of the SEA. In any case, the filing of a criminal
must be filed with the DSI. Taking into account the safety of informer, a provision on anonymity of the informer is included in cases where such person prefers non-disclosure of his or her identity
a single offense that violates multiple legal provisions. Pursuant to Section 90 of the Criminal Code, the penalty shall be imposed under the provision prescribing the heaviest punishment, namely, the
Exchange Commission No. Kor Thor. 21/2563 Re: Determination of Types of Operation of Person Approved to Participate in Regulatory Sandbox to Experiment and Develop Innovation in Support of Service Provision
which is the case of having inappropriate behaviors in regard to serving customers, investors or capital market as a whole in significant matters which may affect the creditability of asset appraisal in
Thailand shall be in accordance with criteria under Chapter 1 of Part 4; (b) an offering of the whole amount of debt securities to investors abroad shall be in accordance with criteria under Chapter 2 of
provision under Paragraph 1 shall not apply to the offering of bonds in the name of a foreign government. 2. the applicant shall not be in any following processes unless the exemption is granted by the SEC