( 37 ) Act and Royal Enactment ( 29 ) Budget ( 24 ) Manual Select ( 22 ) Market Data ( 14 ) Enforcement ( 10 ) Strategic Plan ( 10 ) Intermediaries ( 9 ) investor ( 9 ) IPO ( 8 ) Investors ( 7 ) Market
suppress offenses, strengthen investor protection, and build confidence in the capital market. This is an extension of our collaboration with both agencies after the previous MOUs with the AMLO and the DSI
Privacy Policy Personal Data Protection Policy for Investment Management The Office of the Securities and Exchange Commission (SEC Office) 0. Scope of this Policy This Personal Data Protection
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The strategic plan was announced at the SEC Conference on Driving Capital Market toward Transformation, Growth and Sustainability on 25 February 2020 at The Athenee Hotel Bangkok. The conference
result from the company has additional long-term employee benefit liability of baht 12.5 million in accordance to the labour protection Act BE 2562 that stipulates additional legal severance pay rates for
Issuing secured bonds and appointing a qualified bondholders’ representative can enhance investor protection, especially in the event of a default in debt securities crowdfunding. However, the
to international standards and helps enhance transparency and investor confidence in financial reports and disclosures in the Thai capital market. In strengthening audit quality, the SEC revised
Bangkok, January 18, 2012 ? The Capital Market Supervisory Board has resolved to revise the rules on custody of client assets by securities companies and derivatives brokers ("the companies") to