newly established company other than companies under (4) for the purpose of applying for derivatives business license type Sor-1 . (10)3 a person who had been permitted to undertake derivatives business
the purpose of applying for derivatives business license type Sor-1. (10)3 a person who had been permitted to undertake derivatives business in the category of derivatives brokerage under the
its custody of clients’ assets for at least five years. Such information and documents shall be stored, during the first two years, in a manner that enables prompt access for review by the SEC Office
and documents shall be stored, during the first two years, in a manner that enables prompt access for review by the SEC Office upon request. Chapter 3 Custody of Clients’ Assets Clause 17 A securities
temporary closure of hotels under management agreements depends on the decision of the hotel owners. • Postponed the new hotel opening and prepared team for prompt opening in accordance with the COVID-19
An intermediary shall not do any operation constituting conflict of interest as prescribed in Clause 16 unless it is permitted as prescribed in Division 4 of this Chapter. Clause 20 An intermediary
at least the following conditions: (a) raising capital of the REIT is permitted only when it is not contradictory or inconsistent with the intention to establish the REIT and the provisions under the
paid-up in one lump sum in cash. However, the Company has the right to issue preferred shares, debentures, convertible debentures, and any other securities, as permitted by the laws. The Company may