category of mutual fund management All securities companies licensed to undertake securities business in the category of securities brokerage, securities dealing or undertaking of investment units All mutual
business in the category of securities brokerage, securities dealing, securities underwriting or mutual fund management, excluding the financial institution established under other law and licensed to
อำนาจในการจัดการของบริษัท ซึ่งอย่างน้อยต้องประกอบด้วย ( หลักปฏิบัติในการซื้อขายหลักทรัพย์ของผู้ให้คำแนะนำ และบุคคล ผู้มีอำนาจในการจัดการของบริษัท (staff dealing rule) · หลักปฏิบัติในการซื้อขายหลักทรัพย์
equity securities for the Company’s own account, bond dealing, and private repos and other investments. 2. Expenses The Company’s expenses in first quarter of 2019 were Baht 523 million, a decrease of 8
operation and cost of funding. The interest rate charged from the transaction is considered to be a market rate as dealing with financial institution and close to the rate that the Company funding from
cost of funding. The interest rate charged from the transaction is considered to be a market rate as dealing with financial institution and close to the rate that the Company funding from financial
. 55/2552 Rules, Conditions and Procedures for Brokerage, Dealing and Underwriting of Investment Units 03/08/2009 01/09/2009 12. Notification of Capital Market Supervisory Board TorKhor. 56/2552 Rules
01/09/2009 12. Notification of Capital Market Supervisory Board 63/2552 Rules, Conditions and Procedures for Brokerage and Dealing of Securities Which Are Not Debt Instruments or Investment Units
147) | - |- Decrease in Registered Capital (Section 98(1)) | - |- Fees (Section 14, 19) |- Business Conduct | - |- Securities Brokerage (Section 113) | - |- Securities Dealing (Section 114