by the specific law. (2) a written contract upon the appointment of an agent for the custody of client’s assets shall be arranged. Such contract must contain a prohibition on appointment of sub-agent
broker to act as the client’s agent in derivatives trading, provided that the written agreement the derivatives broker has made with the client shall contain no statement which enables the derivatives
has made with the client shall contain no statement which enables the derivatives broker to disclaim its liability to its clients in respect of any willful act or omission or negligent act by the
discount was provided to those being impacted by measures to contain COVID-19. Still, the discount did not significantly drag gross profit margin down due to reduction in advertising and marketing expense
Transactions in Capital Market Act B.E. 2550 (2007), which contain certain provisions relating to the restriction of rights and liberties of persons, which Section 29 in conjunction with Section 32, Section 33
by the Office. In this regard, any information submitted by the applicant (Translation) - 7 - to the Office, both in printed and electronic forms, shall contain the correct and consistent content
with the regulations or conditions related to participation in a regulatory sandbox . Clause 3 The agreement for establishing a securities trading center under Clause 2(2) shall contain at least the
Clause 2(2) shall contain at least the following details: (1) objectives, rights, duties and responsibilities among the founding members; (2) causes for dissolution of the securities trading center which
contain the followings: (1) information that is false, exaggerating or misleading; (2) information and estimated return, unless otherwise approved by the Office pursuant to Chapter 2; (3) information that