Bangkok, May 15, 2013 - The SEC imposed a one-month suspension on {A}, a capital market investment consultant of RHB OSK Securities (Thailand) Plc. and disclosed inappropriate behavior of {B}, a
also publicly disclosed Nongan Saetung ' s inappropriate acts. The Theera Chaowanapreechasilp case was reported by MTS Gold Futures Co., Ltd. that he had been authorized by his client to make derivatives
information system, and sold them out after the companies disclosed their financial statements through the SET Information Transmission System. 2. During 16 February 2017 – 10 November 2017, Mr. Warot and
caused by the declining service revenues and the higher costs of service provision. The SEC’s further investigation revealed that during 8 October 2019 - 4 November 2019, Penprapa – wife of an SQ executive
value of the transaction is in the scope of a transaction value that higher than 1 million baht, but less than 20 million baht. Thus, this transaction must be revealed to the SET following the details
transaction is in the scope of a transaction value that higher than 1 million baht, but less than 20 million baht. Thus, this transaction must be revealed to the SET following the details: Technical Cooperation
the transaction is in the scope of a transaction value that higher than 1 million baht, but less than 20 million baht. Thus, this transaction must be revealed to the SET following the details: Technical
According to a case referral from the Stock Exchange of Thailand (SET), it was revealed that TRC executives had known or possessed inside information, as expressed in the auditor’s opinion, about TRC
information was disclosed to the public through the SET Information Transmission System on 30 May 2016. The SEC investigation also revealed that (7) Mr. Anurag Baheti, Senior Manager of PTL Finance and
Bangkok, July 20, 2011 ? SEC Secretary-General Thirachai Phuvanatnaranubala after the Capital Market Supervisory Board?s Meeting revealed that the CMSB resolved to revise rules on report of