suitability test as well as videos, to create joyful learning experiences. In the future, a variety of activities will be organized including contemporary exhibition on new development in the capital market.
bonds, sukuk and Basel III subordinated bonds. The new factsheet form contains more comprehensive details, organized by topic, including the issuer?s type of business, a summary of financial position, a
://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6507 SEC imposes civil sanction on eight offenders for insider trading of PTL shares from the date specified in the SEC letter to be issued to notify their possession
Earlier, the Civil Sanction Committee (CSC) resolved to impose civil sanctions on the nine offenders* on account of manipulating the share prices of Nation Multimedia Group Public Company Limited
the Civil Sanction Committee. The civil monetary penalties totalled 1,567.70 million baht and the compensations for the benefits received or should have been received totalled 194.32 million baht. The
offenses. The Civil Sanction Committee (CSC) has therefore resolved to impose civil sanctions on both offenders, requiring Mrs. Vally Sungsiri to pay a civil penalty totaling 15,297,812.50 baht and Miss
instruments type 1 for {A} and {B} and the approval period as investment planner for {B} will expire on 31 December 2020, SEC has therefore suspended their approvals, from the effective date of the sanction
failure to comply with, Section 26 and is liable to criminal sanction under Section 66 of the Digital Asset Businesses Emergency Decree, i.e., imprisonment for a term of two to five years and a fine of
wrongful acts against investors’ assets are liable to the highest sanction of revocation of approval for investment consultant for Complex Financial Products Type 2. However, the approval for Somchai as
The SEC Civil Sanction Committee (CSC) had earlier resolved to impose civil sanctions on 14 offenders* for manipulating share prices of the SCI Electric Public Company Limited (SCI), the Global