Selling of Securities in Foreign Country by Securities Company Without Having Possession

Rules for Listing Names of Persons on Database of Directors and Executives of Securities Issuing Companies

Filing of the Registration Statement for Securities Offering

Rules on Application for Obtaining Approval and Granting to Perform Trust Business

Custody of Assets of Clients by Licensed Derivatives Brokers

Custody of Clients’ Assets by Securities Companies (Codified)

Rules on Entering into Material Transactions Deemed as Acquisition or Disposal of Assets

Provisions on Issuance for Sale of Sukuk and Disclosure of Information

Contract that is not subject to the Act, BE 2546 derivatives.

Short Selling of ETF and Securities Being Underlying of ETF by a Securities Company