Commission Notification Re: Approval of Auditors of Securities Companies and Finance and Securities Companies No. OrThor/Nor. 7/2541 _____________ Section 106 of the Securities and Exchange Act B.E. 2535 (1992
Securities and Exchange Commission No. SorThor. 24/2548 Re: Approval for Auditor of a Derivatives Business Operator, Derivatives Exchange, and Derivatives Clearing House By virtue of Section 14, the second
responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ----------------------------- Notification of the Office of the Securities and Exchange Commission No
the Office of the Securities and Exchange Commission No. SorThor. 24/2548 Re: Approval for Auditor of a Derivatives Business Operator, Derivatives Exchange, and Derivatives Clearing House By virtue of
) and (2) of the Notification No. TorThor/Nor/Khor. 37/2553. The SEC therefore suspended her from duty as approved capital market investment consultant for six months. As for {C} and {D}, they had
account or submit trading order via the internet with the IP address of securities firm. **Details of sanctions are as follows: 1. Suspended Ashiya Ashiyakul from his duty as the approved capital market
as follows: 1. Suspended {A} from his duty as the approved capital market investment consultant for 11 months. Owing to the fact that the approval period remains until December 31, 2015, the approval
digital assets (trading rules) approved by the SEC. Also, the suspension did not comply with the standards as a http://market.sec.or.th/public/idisc/en/Enforce Settlement Committee Order No. 5/2022 Dated 05
^10000&ps=2&mm=100&qf=title_th_default&fq=system_name%3AEnforcement&start=0&rows=10 1 - 10 of 28 results Sort by: Relevance Date (Newest) Date (Oldest) Settlement Committee Order No. 26/2020 Dated 02/09
, which shall take into account the standards approved by the Board of Auditing Practices under the law relating to auditors. The financial statements under the second paragraph must be examined and given