are comparable to this Notification. Chapter 1 Risk Management System ______________________________ Clause 4. Securities company must have in place written policies and procedures concerning risk
Risk Management System ______________________________ Clause 4. Securities company must have in place written policies and procedures concerning risk management to prevent the use of securities
. (Unofficial Translation) - 3 - Chapter 1 Risk Management System ______________________________ Clause 4. Securities company must have in place written policies and procedures concerning risk management to
demonstrated the commitment at management and organizational levels that adopted the policy to refrain from corruption. Furthermore, 19 SET-listed firms achieved level 4 as CAC?s certified members. Besides
วันที่ 15 ตุลาคม 2545 1 NO. (SUTHA-SET) 008/2020/EN 14 May 2020 Subject: Management Discussion and Analysis of the Company and its subsidiary for period ended 31 March 2020 To: The President of the
Translation) EMERGENCY DECREE ON DIGITAL ASSET BUSINESSES B.E. 2561 (2018) Linklaters (Thailand) Ltd 20th Floor Capital Tower All Seasons Place 87/1 Wireless Road Bangkok 10330 https://www.sec.or.th/EN
management company and digital asset exchange; · approved persons e.g. investment consultant; · listed companies/ securities https://www.sec.or.th/EN/documents/aboutsec/complaint-form-general-en.docx doc การ