a management company. “Unit price” means a selling price or redemption price of investment units. “Price compensation” means an increase or decrease in the number of investment units of any person who
fund supervisor. If the management company is required to make a monetary compensation to any person who purchased or redeemed such investment units in the value less than Baht one hundred, the
Exchange Commission No. Kor Thor. 21/2563 Re: Determination of Types of Operation of Person Approved to Participate in Regulatory Sandbox to Experiment and Develop Innovation in Support of Service Provision
for breaching public offence resulting from the management in the manner of deceit, fraud, or dishonesty relating to offences against properties, in case of a juristic person; (b) having been finally
Company or Public Limited Company to Undertake Securities Business in the Category of Mutual Fund Management Report/Form (Notification of Securities and Exchange Commission) Documents for the Application
commitment between the unitholders of an infrastructure fund and the management company. Clause 2 In this Notification: “commitment” means the commitment between the unitholders of an infrastructure fund and
. Clause 6. Prior to agreeing to provide selling agent service for units of foreign collective investment scheme, securities company shall arrange to have agreement in writing with person responsible for
units which invest a high proportion in the Greenfield project are offered exclusively to high net worth investors; (4) Any person or persons in the same group is entitled to hold investment
investment in mutual funds with asset allocation in fixed income which has contributed to reducing inequality in the tax rates. Moreover, asset management companies have concerned that these rules impose