to the benefits received or would have been received, reimbursements of investigative expenses incurred by the SEC, and a bar from serving as director or executive in securities issuing companies or
derivatives businesses; “executive” means the person appointed or consented by the derivatives business operator to be or to act as a director, manager or person with power of management; “manager” means any
Prohibited Characteristics of an Executive of a Derivatives Business Operator dated 13 September 2005 stated that an appointment or the consent to have any person to be or to act as a director, manager or
to undertake derivatives businesses; “executive” means the person appointed or consented by the derivatives business operator to be or to act as a director, manager or person with power of management
, Chief Executive Officer of Central Retail Corporation Limited, Man Juttijudata, Senior Director of Investment, the Government Pension Fund and Pinit Puapan, Managing Director of KT Zmico Securities
%97%E0%B8%A3%E0%B8%B1%E0%B8%9E%... English (United States) SEC_Sorada Class) Digital Executive Program for Economy and Society, Class 1 Senior Public Sector Fiscal Manager Course (Class 3rd) Thailand
) (Presently Max Metal Corporation Plc. (MAX)) and related persons, comprising (1) Suthisak Lohsawat, former director and chief executive officer, (2) Mana Sethaputra, former managing director, (3) Wacharee
have untrustworthy characteristics of director and executive of securities issuing companies and listed companies.* SEC will take this matter into consideration when such persons take the position of
12/2558 03/04/2015 01/06/2015 10. Notification of the Office of the Securities and Exchange Commission Guidelines for Application and Approval for Appointment of Person to be Director and Executive