Line "MACQUARIE" and Line Open Chat "Profit Path 21" impersonate "Macquarie Securities (Thailand) Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 26/09/2024)
Line "MACQUARIE" and Line Group "Profit Max Class A" impersonate "Macquarie Securities (Thailand) Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 04/10/2024)
Line "Expert Kamontip" and Line "ชนกสุดา(อลิซ)สอนเทรด" : Unlicensed securities and derivatives business (Disclosure Date : 15/09/2025)
Under the existing regulations, each business operator allows to prepare the customer complaints’ handling report in its own style and classify the type of complaints as it deems appropriate. Such variations have caused SEC extra time on processing the data for regulatory use. In addition, the current regulation which requires the operator to submit the report in paper form to SEC has incurred an undue burden to the business. SEC, therefore, proposes to amend the regulations by requiring...
Bangkok, February 9, 2016 ? The SEC is seeking public comments on draft amendments to several regulations governing provident fund (PVD) management to promote PVD as an effective savings chanel for employees. The revision aims at encouraging employees to save more, save longer, and save smart, to enjoy better quality of life after retirement.The proposed amendments would require that asset management companies comply with the following key regulations: 1) To provide several investment plans f...
, sufficiently, and comprehensively. The SEC?s seminar, recommendations, and checklist are the tools that enable listed companies to enhance their disclosure quality. If they all can proceed in accordance with
stakeholders’ inputs into consideration in the process of drafting the amendments to the relevant regulations and documents to enhance the requirements on the sustainability-related information disclosure of
The SEC has implemented the regulatory guillotine scheme,** which aims to review and revise regulations to suit the current situations, enhance competitiveness, and facilitate operations of
Bangkok, January 26, 2016 ? The SEC has revised several regulations concerning investment policies of mutual funds and provident funds (PVD) to enhance flexibility and compliance with international