operations of JKN at the time of the incident. He failed to issue orders or take actions that were his duty to perform in the case where JKN, as a listed company, was obligated to disclose documents or
transactions with persons who may have a conflict of interest, disclose in the form of related party transactions to be executed. In this regard, the guideline for disclosing the objectives of fund spending
guideline for disclosing the objectives of fund spending shall be in accordance with the manual for disclosure of information in the registration statement for securities offering and the annual registration
ทีบ่รษัิทมเีงนิลงทนุกระจกุตวัในกรณีดงันี้ 1. เงนิลงทนุกระจกุตวัเมือ่เทยีบกบั issue size • เมือ่ลงทนุกระจกุตวัในราย issue หรอื mkt. cap จะท าใหเ้งนิลงทนุมสีภาพคลอ่งต า่ • Liquidate ไดย้าก / อาจไดใ้นราคา
not necessary for some types of capital market product s ; (3) announcing a detailed guideline for the benefit of compliance with the requirements under this Notification in order to instruct
วัตุถุประสงคการใชเงิน D. Expenses of the Issue คาใชจายในการออกและเสนอขายหลักทรัพย E. RISK FACTORS ปจจัยความเสี่ยง IV. INFORMATION on THE ISSUER A. History and Development of the Issuer ประวัติความ
mutual fund issue and deliver certifying documentation of rights over investment units? And how? (b) In what cases and conditions may the rights of the mutual fund unit holders be restricted and how? In
particulars and materials in accordance with the guideline for risk disclosure statement specified by the SEC Office. In the disclosing of risk in derivatives trading in the first paragraph, derivatives broker
with the guideline for risk disclosure statement specified by the SEC Office. In the disclosing of risk in derivatives trading in the first paragraph, derivatives broker shall sign its name in risk