unable to analyze and compare such information efficiently. Meanwhile securities brokers are concentrating more on portfolio advisory and offering more technology-driven services. Given this changing
information, it is difficult for investors to analyze and make comparison efficiently. Besides, brokers are increasingly leaning toward investment advisory services, especially those related to asset allocation
, proposing recommendations, and distributing a checklist, in order for listed companies to improve their information disclosure.For an informed investment decision, investors need to analyze MD&A in the Form
the terms and conditions to grant the issuer the right to redeem the bonds prior to the maturity dates (call option). The SEC requires that the bondholders’ representatives analyze the benefits and
extended maturity period. The SEC requires that the bondholders’ representative analyze the benefits and shortcomings as well as the potential impacts on the bondholders both in cases of approval and
has a material issue on violation of laws or regulations in the environmental area, or is under the accusation of causing a negative impact on the environmental issue, especially the issue appearing in
an authorized agency regarding whether or not the operation of the Company and subsidiaries has a material issue on violation of laws or regulations in the environmental area, or is under the
; “ investment analyst ”9 means a person giving investment consultation to investors and eligible to analyze investment related to the value or appropriateness for trading or investing in capital market products
investors and eligible to analyze investment related to the value or appropriateness for trading or investing in capital market products whether or not the analysis is fundamental or technical, in conjunction
Establishment and Management of Funds dated 1 June 2004, the Office of the Securities and Exchange Commission hereby issue the following regulation: Clause 1. This Notification shall only apply to the following