regulatory mapping exercises whereby a common ground has been established on 3 January 2020 regarding mutual recognition of funds. At the preliminary stage, both parties agreed on cross-border offerings of

August 2020. The meeting opened a stage for discussion and sharing of comments and suggestions on securities and derivatives business undertaking to create possible approaches for reducing obstacles and

additional costs and are obstacles to extend the fund size at the initial stage. Therefore, SEC has put forward the amendments to the regulations on the limitations on unitholding in mutual funds. The

be able to specify ways to prepare SMEs related to the industrial sector that want to raise funds according to the needs and readiness of SMEs at each stage of development in order to facilitate it

establish witness protection measures which can be granted during the stage of SEC’s investigation. The measures will provide SEC another prospect to obtain credible information and evidence that will

analysis, which is in line with the government's approach of making big data freely available. In the initial stage, SEC will provide two types of information, which are information on licensee or have

there was still a temporary loss during the early stage of the commercial sales of the new product in the Jiangsu factory and the painting segment around Baht 12.6 million and Baht 13.3 million

RC 33/18 16 May 2018 Subject: Notification of the Disposition of Investment Units of Jasmine Broadband Internet Infrastructure Fund To: President of the Stock Exchange of Thailand Jasmine Internat

RC 35/18 17 May 2018 Subject : Notificat ion of the Disposit ion of Investment Units of Jasmine Broadband Internet Infrastructure Fund To: President of the Stock Exchange of Thailand Jasmine Internat

เป็นระยะเวลานานกว่า 1 ปี ซึ่ง {ก} ยอมรับว่าเคยตัดสินใจแทนลูกค้า รวมทั้งเคยส่งคำสั่งทาง internet แทนลูกค้าบางครั้ง นอกจากนี้ พบว่า ลูกค้ารายดังกล่าวมีผู้แนะนำการลงทุนด้านหลักทรัพย์ที่ดูแลบัญชีอีก 2 ราย