capital market, and ESG development in the capital market. Mr. Anek also provided updates on the SEC's sustainability initiatives, including the Thai ESG Fund, ESG Bond, and the Green Investment Trust (GIT
The Securities and Exchange Commission (SEC) organized the Compliance Relations 2024 Event with asset management companies and limited brokers, dealers and underwriters (LBDU), including banks
. The briefing covered the SEC’s key initiatives, including (1) amendment to the regulations for ICO portals, allowing additional outsourcing options to enhance the ecosystem of Thailand’s digital asset
strategies for the development and promotion of duties and self-discipline within securities companies – a critical responsibility for everyone, including the board and management, customer service, risk
Indonesia, Malaysia, the Philippines, Singapore, and Thailand - as well as representatives from regulatory bodies from other countries, including delegates from the Hong Kong Special Administrative Region of
Budsaratragoon gave opening remarks and welcomed participating professionals from various sectors, including Fiscal Policy Office, a policy unit of the Ministry of Finance, the Bank for Agriculture and
principles, including the "Three Knows" (Know Oneself, Know Others, and Know Own Risks), the 5 Don’ts of Investment, deposit protection, and debt relief measure. The event took place on 6 September 2024, in
Bangkok, 30 July 2022 – with reference to Zipmex Group’s announcement on its website www.zipmex.com regarding its submission of moratorium relief for its businesses, including Zipmex Thailand, to the
Thai Capital Market for the benefit of all sectors, including investors, issuers and business operators in the capital market.Chanant Charnchainarong, Manager, Capital Market Development Fund, thanked
SEC requests that business operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the