(Newest) Date (Oldest) translate-spv.docx the period prescribed by the SEC Office; (2) any person who is in possession of property or documents belonging to the special purpose juristic person shall inform
shall have a clear scope of work and shall not combined with other units which will lead to conflict of interest; □ (2) Procedures in controlling person in and out of the unit responsible for custody the
person in and out of the unit responsible for custody the private fund assets; □ (3) Operation system that allows the custodian to operate efficiently shall include at least the following: □ (3.1) System
allocated assets prior to others. These customers must not be individuals with a relationship to the derivatives broker in such manners as director, executive, major shareholder and controlling person of
continues. Therefore, SEC has filed a criminal complaint against all three persons with ECSD. In this regard, any person affected from such unlicensed activities should call ECD at 0-2237-7535 to provide
a criminal complaint with the ECD Police against these firms and the related persons. In this connection, any person suffering damage from investment with the aforesaid persons should contact the ECD
subsidiary which the Company holds 100% of shares) to sell 1,620,000 shares or 100% of the registered capital of Bognor Regis Warehouse Limited (“Bognor”), a Juristic person established in the UK which TISCOM
meeting's resolution The quorum of the meeting must consist of shareholders who attend the meeting in person or by proxy to attend the meeting instead holding shares of not less than 75 percent of the total
, travelling aboard were not allowed. - The meeting with external parties in person were not allowed, conference call or online meeting was applied instead. - Approving to the change of appropriate working time
Exchange Commission No. Kor Thor. 21/2563 Re: Determination of Types of Operation of Person Approved to Participate in Regulatory Sandbox to Experiment and Develop Innovation in Support of Service Provision