include rule revisions to require SEC approved auditors work for audit firms having audit quality control system and inspections to ensure the quality assurance of audit firms? procedures both firm and
hub. Several measures to be carried out include issuance of regulations to accommodate the offerings of overseas financial instruments ? equities, debt instruments, and mutual funds; and conducting
include, the following matters: (1) Determination of types and characteristics of investible assets based on principles instead of specific details; (2) Permission for mutual funds to invest in more
investment units sold.? Asset management company must inform unitholders of information relevant to the conversion before the meeting date. The information provided also must include a comparison of the Type
infrastructure projects in support of national growth and regional linkage. Major infrastructure projects include Motorway Link to connect Thailand?s Western Seaboard and Myanmar?s Dawei Deep Seaport and
futures exchange, the SEC will include agricultural commodities under the Derivatives Act B.E. 2546 (2003) and allow TFEX to issue and providing trading venue for agricultural commodities futures. Trading
futures exchange, the SEC will include agricultural commodities under the Derivatives Act B.E. 2546 (2003) and allow TFEX to issue and providing trading venue for agricultural commodities futures. Trading
securities firms, investor contacts and clients. Strict rules must be complied and securities firms must put in place necessary systems and tools for maintaining records of clients orders that include voice
lessen regulatory burden and further relief for businesses. At present, the reliefs include:(1) Branches of securities companies affected by flood and unable to provide services are allowed to temporarily
lessen regulatory burden and further relief for businesses. At present, the reliefs include:(1) Branches of securities companies affected by flood and unable to provide services are allowed to temporarily