the PVD members as well as submit it to the SEC at least one business day before offering the new investment policy to the PVD fund committee. In case of establishing a new PVD, AMC is required
technology and innovations for capital market development, enhance work process efficiency, lower business operators’ cost, and increase transparency, creditworthiness and traceability. DLT has been used as
, SEC has developed, reviewed, and revised regulations on the operation of investment management business covering the management of mutual fund from launching to termination, by doing as follows
facilitating the exchange of information for the purpose of law enforcement, elevating capability and quality of capital market personnel, and enhancing bilateral cooperation to promote business growth and
licensed to undertake securities business in the category of securities finance business, mutual fund management, securities brokerage, investment advisory service, securities dealing or securities
undertake securities business in the category of securities finance business, mutual fund management, securities brokerage, investment advisory service, securities dealing or securities underwriting without
Auditors of Securities Companies, dated May 18, 1992, shall be repealed. Clause 2. In this Notification: “Securities company” means a securities company licensed to operate securities business in the
of the WE RISE Together programme, supported by the Australian Government through the Mekong-Australia Partnership and implemented by UN Women. The programme aims to make value chains more inclusive
regulatory guillotine scheme will ensure appropriateness and convenience for business operators. After publication in the Government Gazette, it will become effective on 1 November 2020
information on progress level of CSR and Anti-corruption development resulted from the assessment, all listed companies will be beneficial to apply such information to formulate their business strategies. Once