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Prince Palace Hotel, Maha Nak, Bangkok. SEC Secretary-General Ruenvadee Suwanmongkol said that SEC encourages businesses in the capital market to conduct business with due regard to good governance
strategic directions in the Strategic Plan 2023-2025 is to raise potentiality of the Thai capital market towards “Sustainable Capital Market” by encouraging listed companies to conduct their businesses
SEC set the mechanism to support investor protection by revising business conduct regulations to enhance responsibilities of the intermediaries in selling products and providing services appropriately
intermediaries and business operators, the SEC set the mechanism to support investor protection by revising business conduct regulations to enhance responsibilities of the intermediaries in selling products and
. In order that investors shall receive good, efficient and fair services, the investor contact shall perform duties in accordance with the following standards of conduct: (1) Perform duties with
assets in the capital maintenance reports; (2) had concealed business control power and lacked good corporate governance by allowing the person, who was neither a company’s director, executive, nor staff