-ร่าง- UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the
. Notification of the Office of the Securities and Exchange Commission No. SorKhor. 22/2553 Re: Prohibited Characteristics of Directors, Executives and Major Shareholders of Trustees
the manager.The misconduct of the three persons above was a failure to perform duties with responsibility and professional due care for the best interest of investors pursuant to the Notification of the
observation from the due diligence from the applicant. If the applicant intends to apply for a waiver of the rules under this 12 Notification, the applicant shall apply for a waiver and file any supporting
Commission Notification of the Securities and Exchange Commission No. Kor Thor. 65/2547 Re: Rules for Undertaking Derivatives Business for Licensed Derivatives Broker _____________ By virtue of Section 9 and
derivatives trading account shall contain at least the materials specified in the notification of the SEC Office. Clause 25. 13 Derivative broker shall conduct customer due diligence for time to time and shall
derivatives trading account shall contain at least the materials specified in the notification of the SEC Office. Clause 25.13 Derivative broker shall conduct customer due diligence for time to time and shall
Microsoft Word - EFORL IR037-2561EN Ref.: EFORL IR 037/2018 August 15, 2018 Subject: Notification of allocation and subscription of capital increase ordinary shares of WCI Holding Public Company
any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. Notification of the Office of the Securities and Exchange Commission SorThor. 42/2540