Bangkok, April 11, 2013 - The SEC revoked the approval of investment consultant {A} of Finansia Syrus Securities Plc.Following client complaints, the SEC upon investigation found that {A} had agreed
Bangkok, November 20, 2012 - The SEC revoked approval of three investment consultants, namely (1) {A} of Sicco Securities PLC, (2) {B}, then an employee of Asia Plus Securities PLC, and (3) {C}, then
Bangkok, February 2, 2012 ? The Minister of Finance has appointed three expert members to the Securities and Exchange Commission and the Capital Market Supervisory Board, as follows: - Ms. Benja
Bangkok, October 25, 2011 ? Asset management companies and eligible entities can now apply for establishment and management of an infrastructure fund. The associated regulations have taken effect
Bangkok, November 29, 2013 - The SEC imposed a one-month suspension of approval on {A}, a securities investment consultant of Phatra Securities Plc., effective from November 29, 2013.This follows a
Facebook page "House of Gold" : Unlicensed securities and derivatives business (Disclosure Date : 12/09/2025)
Facebook page "House of Gold" : Unlicensed securities and derivatives business (Disclosure Date : 16/09/2025)
Facebook page "Future of Finance" : Unlicensed digital asset business (Disclosure Date : 05/01/2026)
Website "https://set-of-thailandcdns.com" : Unlicensed securities and derivatives business (Disclosure Date : 13/01/2026)