chief executive of the intermediary; (3) a complete and updated evidentiary documentation of the operational function outsourced to the service provider shall be maintained in such a ready manner for
offering; (5)5 other evidentiary documentation as specified in the Licensing Manual for the Public. Clause 15 The submission of application to establish a fund shall be in compliance with the following: (1
infrastructure funds; (4)3 draft prospectus that may not contain information on the unit offering; (5)5 other evidentiary documentation as specified in the Licensing Manual for the Public. Clause 15 The submission
before public disclosure of financial statements (for example, reporting requirements on directors’ and executives’ securities trading and penalty measures on misuse of inside information, etc.) This is to
) related to the social and environmental management in other areas as deemed to be in accordance with the Company’s policy and guidelines by studying the guidelines for sustainability reporting of Global
accordance with the Company’s policy and guidelines by studying the guidelines for sustainability reporting of Global Reporting Initiative (GRI); (d) In the case where the Company has prepared the
should be prepared for other regulatory changes including the Basel III capital requirements and the International Financial Reporting Standards (IFRS9), which will come into effect in 2020. 1.3
. Last but not least, preparation for the International Financial Reporting Standards (IFRS9) and the Basel III capital requirements will also affect business adjustments of commercial banks in terms of
traveling, telephone, documentation and facsimile expenses, etc., but not exceeding 10% of the audit fee. The audit committee has duly reviewed this proposal. Agenda 7 To consider and approve the issuance and